Bank Broker/Dealer Exemptions - Regulation R

Course Number: BBDERR1

Course Code: RG 0197

Given its many complexities and levels of conditional requirements, comprehending Regulation R can be a daunting task. Get savvy about its four primary provisions, as well as some of the additional exceptions available to banks under the rule, and learn what’s next for regulatory agencies and banks.

Audience: n/a

Prerequisites: n/a

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Member Price: $115.00
Non-Member Price: $155.00
Textbook Charge: $0.00

Credits: 2 CRCM, CTFA, CSOP, CRSP, CCTS

Length: n/a

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