Elements of a Compliance Program for Compliance Professionals

Course Number: ECPCP1

Course Code: ABA 317

A must-have course for understanding the types of risk assessments, key risk indicators, the ranking of risk exposures, how to manage and control risk, how to identify risk trends and leveraging training to control risk. Learn tips on how to effectively communicate risks to your senior management and examiners.

Learning Objectives:
After completing this course, students will be able to:

-Explain the key elements that form the foundation of a sound and effective compliance program

-Identify ideas and examples of various ways each element can be integrated into compliance programs for banks of varying sizes, resources, geographies, and business activities

-Describe how to document and present compliance programs to various constituencies such as senior management, the Board of Directors, or regulatory examiners

Audience: Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors and lending compliance professionals

Prerequisites: n/a

Register Now

Member Price: $275.00
Non-Member Price: $375.00
Textbook Charge: $0.00

Credits: ICB: 2.0 CRCM

Length: 1 hour 40 minutes

ABA Training