Anatomy of a Regulation for Compliance Professionals

Course Number: ARCP1

Course Code: ABA 7301

Describes how laws are created and how regulations are developed and structured to fulfill their intent. Explains the standard means for referencing a citation and tips for researching various laws and regulations more efficiently.

Learning Objectives:
After completing this course, students will be able to:

-Explain the purpose of federal banking laws and regulations

-Explain how bills become law and describe the structure of a typical law

-Describe the structure and format of regulations

-Identify sources of guidance and practical tips for understanding and interpreting federal laws and regulations

Audience: Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors and lending compliance professionals.

Prerequisites: n/a

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Member Price: $275.00
Non-Member Price: $375.00
Textbook Charge: $0.00

Credits: ICB: 2.0 CRCM

Length: 1 hour 40 minutes

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